Fiduciary Counseling
Our Practice
We offer counseling on fiduciary duties for individual retirement accounts (IRAs) and plans subject to ERISA on different matters including, but not limited to:
- Negotiating third-party service provider contracts
- Drafting investment policy statements
- Resolving prohibited transaction issues, including the use of exemptions
- Negotiating plan investment contracts and advising on issues such as fee structures, revenue sharing and fee offsets
- Preparing participant communications and advising on disclosure requirements
- Counseling on employer stock funds in qualified retirement plans
- Advising on cybersecurity and data privacy best practices
S&W Folio Documents
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