Services/Details

Fiduciary Counseling


We offer counseling on fiduciary duties for individual retirement accounts (IRAs) and plans subject to ERISA on a number of different matters including, but not limited to:

  • Negotiating third-party service provider contracts
  • Drafting investment policy statements
  • Resolving prohibited transaction issues, including the use of exemptions 
  • Negotiating plan investment contracts and advising on issues such as fee structures, revenue sharing and fee offsets
  • Preparing participant communications and advising on disclosure requirements
  • Counseling on employer stock funds in qualified retirement plans

S&W Folio Documents

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