Fiduciary Counseling

Our Practice

We offer counseling on fiduciary duties for individual retirement accounts (IRAs) and plans subject to ERISA on different matters including, but not limited to:

  • Negotiating third-party service provider contracts
  • Drafting investment policy statements
  • Resolving prohibited transaction issues, including the use of exemptions
  • Negotiating plan investment contracts and advising on issues such as fee structures, revenue sharing and fee offsets
  • Preparing participant communications and advising on disclosure requirements
  • Counseling on employer stock funds in qualified retirement plans
  • Advising on cybersecurity and data privacy best practices