Corporate Communicator - Spring 2014


Letter from the Editor

Dear clients and friends,

In this issue of the Corporate Communicator we bring you two short articles on important developments from the SEC relating to private securities offerings and private M&A transactions. In the first article, we discuss the SEC’s recent rule changes that allow, subject to some rigorous conditions, general solicitation activities in private securities offerings. Our second article discusses a recent SEC no-action letter that relaxes in important ways the SEC’s prior restrictions on the involvement of unlicensed “M&A brokers” in private M&A transactions.

Very truly yours,
Snell & Wilmer
Business & Finance Group

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