Publication
Corporate Communicator – Spring 2014
Letter from the Editor
Dear clients and friends,
In this issue of the Corporate Communicator we bring you two short articles on important developments from the SEC relating to private securities offerings and private M&A transactions. In the first article, we discuss the SEC’s recent rule changes that allow, subject to some rigorous conditions, general solicitation activities in private securities offerings. Our second article discusses a recent SEC no-action letter that relaxes in important ways the SEC’s prior restrictions on the involvement of unlicensed “M&A brokers” in private M&A transactions.
Very truly yours,
Snell & Wilmer
Business & Finance Group
About Snell & Wilmer
Founded in 1938, Snell & Wilmer is a full-service business law firm with more than 500 attorneys practicing in 16 locations throughout the United States and in Mexico, including Los Angeles, Orange County and San Diego, California; Phoenix and Tucson, Arizona; Denver, Colorado; Washington, D.C.; Boise, Idaho; Las Vegas and Reno, Nevada; Albuquerque, New Mexico; Portland, Oregon; Dallas, Texas; Salt Lake City, Utah; Seattle, Washington; and Los Cabos, Mexico. The firm represents clients ranging from large, publicly traded corporations to small businesses, individuals and entrepreneurs. For more information, visit swlaw.com.