SEC Report: Just How Prepared are Broker-Dealers and Advisors for Cyber- Attacks?

On February 3, 2015, the Securities and Exchange Commission’s (“SEC”) Office of Compliance Inspections and Examinations (“OCIE”) published a highly-anticipated summary of its examination sweep of 57 registered broker-dealers and 49 registered investment advisors from a cross-section of the financial … Continue reading

Posted in Cyber Security, Government Regulations, SEC

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It Takes More Than a Village: Protecting Student Privacy in the Age of Big Data

High-profile data breaches and cyber-attacks on well-known brands and businesses have dominated the news cycle for more than a year.  Yet during the same time, less visible, but no less important efforts have been made to improve privacy safeguards for … Continue reading

Posted in Cyber Security, Data Protection, Government Regulations, Privacy

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