New Mexico Passes Data Breach Notification Law

On March 16, 2017, the New Mexico legislature passed the Data Breach Notification Act (HB 15), which is now on the desk of Governor Susana Martinez awaiting signature. Governor Martinez has until April 7, 2017 to sign HB 15 into … Continue reading

Posted in Data Breach, New Mexico, Notification, Personal Information, Privacy, State Privacy Laws

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SEC Announces Second Wave of Cyber Exams of Broker Dealers and Advisors – Is Your Firm Ready?

In April 2014, the Securities and Exchange Commission’s (“SEC”) Office of Compliance Inspections and Examinations (“OCIE”) issued a Risk Alert announcing its first cybersecurity sweep initiative. Pursuant to that initiative, the OCIE conducted an examination sweep of 57 registered broker-dealers … Continue reading

Posted in Cyber Security, Data Protection, Government Regulations, SEC

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