Securities Litigation
Our Practice - What We Do
At Snell & Wilmer, we’ve assembled one of the most comprehensive securities litigation defense teams in the Western United States. Our attorneys are located in offices in Arizona, California, Utah and Colorado, supporting our national reputation for excellence in this category.
Our Attorneys - Who We Are
For more than 60 years, our attorneys have worked to earn your trust and confidence. That’s why we have one of the best reputations in the industry for accessibility, responsiveness and attention to detail. But don’t take our word for it. Our experience speaks for itself.
Our Clients - Who We Represent
We focus on representing broker-dealers, registered representatives, underwriters, and issuers. Our services include state and federal court litigation and SRO, arbitration defense, SEC and state regulatory investigations, licensing assistance, and lobbying.
Our Experience - What We've Done
With a track record of success, and a commitment to full-service representation, it’s no wonder Snell & Wilmer is the first choice in securities litigation matters. Here are a few recent case successes:
Broker-Dealer Representation
- Defense of a broker-dealer in a case where claims of omissions and misrepresentations were made in connection with an initial public offering.
- Defense of a broker-dealer and registered representatives in suits brought by customers involving allegations of fraud.
Representation of Publicly-Traded Issuers
- Defense of a chief financial officer in a shareholder suit involving allegations of fraud in connection with first mortgage bonds.
- Representation of senior executives and their companies in connection with investigations by the Securities and Exchange Commission concerning public filings and press releases.
External Links
U.S. Securities & Exchange Commission