Brokers Beware: Will the SEC Extend New Cyber Guidance to Brokers and Investment Advisers?

Against the backdrop of a steady stream of cyber-attacks and data breaches, Securities and Exchange Commissioner Luis A. Aguilar recently spoke about his hope to expand upcoming SEC cyber security guidance, known as Regulation Systems Compliance and Integrity (“Reg SCI”), … Continue reading

Posted in Cyber Security, Data Protection, Government Regulations, SEC

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